Summary

What youll do

• Oversee the Robinhood Marketing function as its registered principal, supervising and advising on operational and regulatory compliance
• Work closely with Product Marketing, Growth Marketing, Operations, and Creative teams. Offer guidance on marketing targeting and messaging, ensuring compliance with financial rules and regulations.
• Engage with team members from Legal and Compliance to collaboratively review and approve marketing materials and strategies.
• Develop and implement detailed, clear, and effective Written Supervisory Procedures (WSPs) that align with regulatory requirements, industry standards, and recommended practices.
• Ensure documentation is kept up-to-date, files are accurately archived, and that they reflect appropriate status, content and approvals.
• Flex into program management and/ or special projects as needed

What you bring

• Series 24 license (General Securities Principal)
• 8+ years of experience in the financial services industry, ideally on or in support or providing guidance to sales or marketing teams
• Able to scrutinize content and information through the lens of financial regulations, and address potential conflicts / triage solutions
• Strong understanding of paid advertising, email marketing operations, and compliance considerations, particularly in relation to financial regulations.
• Deep expertise in investment products and a thorough knowledge of FINRA and SEC regulations applicable to Broker-Dealers, especially regarding public communications and customer recommendations (e.g., Reg BI).
• Diligent work ethic and ability to adapt quickly while managing many projects simultaneously
• Acute attention to detail

Skills

• Attention to detail
• Email marketing
• Teamwork